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Compliance Associate

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    Compliance Associate

    By | | Comments are Closed | 26 January, 2024 | 0
    • £48 - £56K
    • Full Time
    •  London 
    • This position has been filled.

    A boutique investment partner with a global reach. From establishing firms, to fund management, to marketing financial products, they are partnered with some of the largest financial institutions of today.

    The Role:

    Sitting in their central London office, you will heavily strengthen your compliance skills across the board, with your influence on the team, and leadership in meetings, being set in stone from day one.

    You will ensure that policies and procedures are updated, complete gap analyses, and enhance controls where needed. You will also conduct regulatory development assessments, respond to anti-money laundering queries, and consistently monitor compliance activity, with plenty more on top.

    From both a technical and a soft-skills perspective, this breath of responsibility will see your development spike, as you will be leading meetings from the get-go and putting your stamp on clients’ compliance.

    Boasting an impressive employee tenure, and tight-knit atmosphere, they look forward to receiving your application as their team expands.

    Put yourself forward today.

    What You Need:

    • 3-5 years of financial services compliance experience.
    • A comprehensive understanding of regulatory hosting.
    • Professional understanding of FCA rules and regulations.
    • Excellent verbal and written communication skills.
    • Stand-out organisational skills and attention to detail.
    • To be a self-starter, who can lead meetings with confidence.

    Job Owner: d.baldwin

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